Jeffrey Davis

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-10-03
NC	RA	APPROVED	2022-01-20

SC RA
APPROVED

Since 2023-10-03
NC RA
APPROVED

Since 2022-01-20

Branch Locations

12811 S Tryon St, Charlotte, NC 28273 • United States

4840 Berewick Town Center, Charlotte, NC 28278 • United States

11206 Providence Road West, Charlotte, NC 28277 • United States

1608 Galleria Blvd, Charlotte, NC 28270 • United States

9034 Ardrey Kell Road, Charlotte, NC 28277 • United States

7926-A Rea Road, Charlotte, NC 28277 • United States

4240 Old Monroe Rd, Indian Trail, NC 28079 • United States

7730 Charlotte Highway, Indian Land, SC 29707 • United States

2139 Hwy 160 W, Fort Mill, SC 29708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Altamonte Springs	FL	04/2014	04/2020
Fifth Third Bank	Kennesaw	GA	04/2020	Present
Fifth Third Securities	Kennesaw	GA	04/2020	Present

04/2014 → 04/2020

Td Ameritrade, Inc.

Altamonte Springs, FL
04/2020 → Present

Fifth Third Bank

Kennesaw, GA
04/2020 → Present

Fifth Third Securities

Kennesaw, GA

Previous Registrations

2014-05-07 → 2020-04-17

Td Ameritrade, Inc.

Winter Park, FL

Sandy Springs, GA
2014-05-09 → 2020-04-17

Td Ameritrade Investment Management, Llc

Altamonte Springs, FL

Marietta, GA

Omaha, NE
2007-06-14 → 2014-04-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-13

S66 Uniform Combined State Law Examination

2007-06-13

Designations

Other Names

Jeffrey E Davis

View on SEC IAPD