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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-08
KS RA APPROVED 2022-02-01
MO RA APPROVED 2019-09-18
TX RA APPROVED 2019-09-18
  • IL RA
    APPROVED
    Since 2023-12-08
  • KS RA
    APPROVED
    Since 2022-02-01
  • MO RA
    APPROVED
    Since 2019-09-18
  • TX RA
    APPROVED
    Since 2019-09-18

Branch Locations

Lenexa, KS • United States

4520 Main Street, Kansas City, MO 64111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Kansas City MO 11/2009 Present
  • 11/2009 → Present
    Morgan Stanley Smith Barney Llc
    Kansas City, MO
Other Businesses

*696105- Tradepost Investments LLC; Investment related: Yes; Wichita, Kansas; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Other Personal trading account

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-18
  • S66 Uniform Combined State Law Examination
    2019-09-18

View on SEC IAPD

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