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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-08 |
| KS | RA | APPROVED | 2022-02-01 |
| MO | RA | APPROVED | 2019-09-18 |
| TX | RA | APPROVED | 2019-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Kansas City | MO | 11/2009 | Present |
*696105- Tradepost Investments LLC; Investment related: Yes; Wichita, Kansas; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 2; Other Personal trading account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-18 |
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