Best Investors Account Sign in

Brett James Holley

Charles Schwab & Co., Inc.

Pittsford, NY

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank Knapp'S Liquor Store Rochester NY 06/2003 01/2019
Scottrade Rochester NY 01/2013 02/2018
Td Ameritrade, Inc. Pittsford NY 02/2018 06/2024
Td Ameritrade Investment Management, Llc Pittsford NY 02/2018 09/2023
Charles Schwab & Co., Inc. Pittsford NY 01/2022 Present
Charles Schwab Bank, Ssb Pittsford NY 07/2022 Present
  • 06/2003 → 01/2019
    Frank Knapp'S Liquor Store
    Rochester, NY
  • 01/2013 → 02/2018
    Scottrade
    Rochester, NY
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Pittsford, NY
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Pittsford, NY
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Pittsford, NY
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Pittsford, NY
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Rochester, NY
    Pittsford, NY
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Pittsford, NY
    Omaha, NE
  • 2017-05-08 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Brett Holley Real Estate | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|5/5/2023|Less than 20|0|Buying real estate and doing Short Term Rentals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-17
  • S66 Uniform Combined State Law Examination
    2007-10-17
Other Names
  • Brett Holley

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARMBRUSTER CAPITAL MANAGEMENT, INC.
KICKSTAND WEALTH ADVISORS
MARK ANDREW PAGANELLI
MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
LPL FINANCIAL LLC

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY
OSAIC WEALTH, INC. · Pittsford, NY

More in Pittsford, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor