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Samantha Harrison Dubuque

Vestor Capital, LLC

Chicago, IL

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Current Employers
Vestor Capital, Llc

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-10
  • IL RA
    APPROVED
    Since 2022-02-10

Branch Locations

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vestor Capital Securities, Llc Chicago IL 10/2012 Present
Vestor Capital, Llc Chicago IL 10/2012 Present
  • 10/2012 → Present
    Vestor Capital Securities, Llc
    Chicago, IL
  • 10/2012 → Present
    Vestor Capital, Llc
    Chicago, IL
Previous Registrations
  • 2012-11-13 → 2021-12-31
    Vestor Capital, Llc
    Chicago, IL
  • 2010-12-20 → 2012-10-30
    Vestor Capital Partners, Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-17
S65 Uniform Investment Adviser Law Examination 2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    2015-03-17
  • S65 Uniform Investment Adviser Law Examination
    2010-12-17
Other Names
  • Samantha Lewis Harrison
  • Samantha Lewis Harrison

View on SEC IAPD

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