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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2015-06-22 |
| TX | RA | APPROVED | 2015-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Cruces | NM | 06/2015 | Present |
| Bank Of America, N.A. | Las Cruces | NM | 08/2015 | Present |
I*82649 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TMNT LAS CRUCES INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAS CRUCES, NEW MEXICO 88012 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/3/2014 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MARKETING, RECORDKEEPING AND EVENT COORDINATION I*82647 For profit or not for profit: For-Profit Organization Name of outside business organization: Streak Free Cleaning, LLC Investment related: N Address of business: Las Cruces, New Mexico 88013 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 7/1/2010 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I manage the bookkeeping for the business as well as assist with the marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-11 |
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