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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-30
TX RA APPROVED_RES 2024-05-30
  • CA RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2024-05-30

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Hollywood CA 08/2005 11/2020
Wells Fargo Advisors Llc Hollywood CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Hollywood CA 11/2016 11/2020
First Republic Bank Los Angeles CA 08/2021 07/2023
First Republic Securities Company, Llc Los Angeles CA 05/2022 09/2023
Unemployed Tarzana CA 11/2020 08/2021
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2023 Present
  • 08/2005 → 11/2020
    Wells Fargo Bank, N.A.
    Hollywood, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Hollywood, CA
  • 11/2016 → 11/2020
    Hollywood, CA
  • 08/2021 → 07/2023
    First Republic Bank
    Los Angeles, CA
  • 05/2022 → 09/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 11/2020 → 08/2021
    Unemployed
    Tarzana, CA
  • 09/2023 → Present
    Los Angeles, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
  • 2022-05-03 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
  • 2011-01-03 → 2020-12-21
    Los Angeles, CA
    Hollywood, CA
    Tarzana, CA
    Hollywood, CA
    El Segundo, CA
    Los Angeles, CA
    Sacramento, CA
    Kaysville, UT
    Hollywood, CA
    El Segundo, CA
  • 2007-04-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Woodland Hills, CA
    Tarzana, CA
Other Businesses

Entity Name: CA Department of Public Social Services Investment related: No "Address: 21415-21615 Plummer St. Chatsworth, CA 91311 (local office) dpss.lacounty.gov " Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 07/26/2019 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an in home caregiver for my mother through the IHSS program under the CA Department of Public and Social Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2007-04-07

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