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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2024-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Hollywood | CA | 08/2005 | 11/2020 |
| Wells Fargo Advisors Llc | Hollywood | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hollywood | CA | 11/2016 | 11/2020 |
| First Republic Bank | Los Angeles | CA | 08/2021 | 07/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 05/2022 | 09/2023 |
| Unemployed | Tarzana | CA | 11/2020 | 08/2021 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
Entity Name: CA Department of Public Social Services Investment related: No "Address: 21415-21615 Plummer St. Chatsworth, CA 91311 (local office) dpss.lacounty.gov " Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 07/26/2019 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an in home caregiver for my mother through the IHSS program under the CA Department of Public and Social Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-07 |
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