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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ih Mississippi Valley Credit Union | Moline | IL | 09/2009 | 09/2019 |
| Ihmvcu Investment Services/Lpl Financial Llc | Davenport | IA | 09/2019 | 11/2021 |
| Trustage/Cuna Brokerage Services, Inc. | Bettendorf | IA | 11/2021 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 11/2021 | 06/2023 |
| Trustage/Lpl Financial Llc | Bettendorf | IA | 05/2022 | 06/2023 |
| Unemployment | Calvert City | KY | 06/2023 | 07/2023 |
| Avantax Investment Services Inc. | Calvert City | KY | 07/2023 | 09/2025 |
| Avantax Advisory Services | Calvert City | KY | 07/2023 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Paducah | KY | 07/2023 | 09/2025 |
| Cetera Wealth Services, Llc | Paducah | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) M. DEAN OWEN, CPA, PSC POSITION: Financial Advisor NATURE: Learn the financial needs of individuals and help them with decisions on investments tax laws, insurance, and investing. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/17/2023 ADDRESS: 5978 Old U.S. Hwy. 45 S., Paducah KY 42003, United States DESCRIPTION: 1. Investment Advice 2. Tax planning 3. Estate planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-04 |
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