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Lauren Poleto

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-25
SC RA APPROVED 2025-09-25
TX RA APPROVED 2025-09-25
  • NC RA
    APPROVED
    Since 2025-09-25
  • SC RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED
    Since 2025-09-25

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2015 06/2017
Wells Fargo Clearing Services, Llc Charlotte NC 06/2017 09/2025
Morgan Stanley Smith Barney Llc. Charlotte NC 09/2025 Present
Morgan Stanley Private Bank, N.A New York NY 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-17
  • S66 Uniform Combined State Law Examination
    2015-12-17
Designations
Other Names
  • Lauren Sandagato
  • Lauren Sandagato
  • Lauren Christina Sandagato
  • Lauren Christina Poleto

View on SEC IAPD

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