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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-31
KS RA APPROVED 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2025-10-31
  • KS RA
    APPROVED
    Since 2025-10-30

Branch Locations

Leawood, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Overland Park KS 12/2010 Present
V Wealth Management, Llc Overland Park KS 12/2010 12/2023
Wcg Wealth Advisors, Llc Overland Park KS 07/2023 Present
  • 12/2010 → Present
    Overland Park, KS
  • 12/2010 → 12/2023
    V Wealth Management, Llc
    Overland Park, KS
  • 07/2023 → Present
    Wcg Wealth Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2023-07-14 → 2025-11-13
    Las Vegas, NV
    Overland Park, KS
    Leawood, KS
  • 2010-12-16 → 2023-12-31
    V Wealth Advisors Llc
    Overland Park, KS
    Baldwin City, KS
    Wellsvile, KS
  • 2009-09-04 → 2010-12-22
    Msi Financial Services, Inc.
    Wellsville, KS
    Wellsville, KS
    Overland Park, KS
Other Businesses

1. 01/29/2013 - Rider Capital LLC - INV REL - Business Entity For Tax/Investment Purposes Only - for accounting purposes only. 2. 07/26/2023 - Alpha Services - Not Investment Related - Home Based - Business Owner - Start Date 06/26/2023 - 5 Hours Per Month/ 0 Hours During Trading 3. 03/08/2012 - V Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 160 Hours Per Month/ 160 Hours During Trading 4. 07/28/2023 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date 07/14/2023 - 160 Hours Per Month/ 160 Hours During Trading 5. 07/14/2023 - WCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 07/14/2023 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in DATE-07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 07/14/2023 - WCG Wealth Advisors, LLC - DBA: V Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 07/14/2023- 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in DATE-07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-01
S63 Uniform Securities Agent State Law Examination 2007-08-01
  • S65 Uniform Investment Adviser Law Examination
    2009-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-08-01

View on SEC IAPD

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