Thomas B Biegel

Current Employers

Black Brook Financial Planning

Gorham, ME • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2007-06-22

ME RA
APPROVED

Since 2007-06-22

Branch Locations

Gorham, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shaw Brothers Construction, Inc.	Gorham	ME	02/1988	Present
Black Brook Financial Planning, Llc	Gorham	ME	04/2007	Present

02/1988 → Present

Shaw Brothers Construction, Inc.

Gorham, ME
04/2007 → Present

Black Brook Financial Planning, Llc

Gorham, ME

Other Businesses

I AM CURRENTLY CFO OF SHAW BROTHERS CONSTRUCTION, INC. WHICH IS A SITEWORK CONSTRUCTION FIRM LOCATED AT 341 MOSHER ROAD IN GORHAM, MAINE. I BEGAN WORKING FOR SHAW bROTHERS IN 1988 IN A FINANCE ROLE AND CURRENTLY CONTINUE TO WORK 20 HOURS PER WEEK. I PLAN TO PHASE OUT MY CFO ROLE OVER THE NEXT FEW YEARS AS I GROW MY INVESTMENT MANAGEMENT BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-21

S65 Uniform Investment Adviser Law Examination

2005-12-21