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Excelsior, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Helios Quantitative Research | Loomis | CA | 08/2016 | 06/2022 |
| Clear Creek Financial Management, Llc | Silverdale | WA | 09/2017 | 06/2023 |
| Modelist Inc. | Excelsior | MN | 02/2023 | Present |
| Modelist Inc. | Excelsior | MN | 11/2023 | Present |
| Modelist | Minneapolis | MN | 06/2023 | Present |
Joseph Michael Mallen is the sole owner of Mallen Capital, LLC, a private investment company, located in Minneapolis, MN. Mallen Capital, LLC's sole investment is in a home goods brand. He does not offer any services to clients of Helios Quantitative Research, LLC. He spends <1% of his time a month on this outside activity. Mr. Mallen is an owner of Twin Bay, LLC, a firm that owns brands in the household products industry.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-27 |
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