Samuel Alan Rosner

Current Employers

Employment History

• 05/2007 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2007 → Present
  Rosner Financial Group
  Watertown, NY
• 01/2023 → Present
  Rosner Financial Tn Inc.
  Murfeesboro, TN
• 01/2020 → 12/2023
  Rosner Financial Inc.
  Murfeesboro, TN

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 07/2009, 4HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, AND ANNUITIES; 2. ASH BROKERAGE, (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH), 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 7/2009; 3. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/2008, 35HRS/WK (20 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 4. ROSNER FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE & SECURITIES BUSINESS, START 2007, 40HRS/WK (32.5 TRADING HOURS), REGISTERED REPRESENTATIVE; 5. NAME OF OTHER BUSINESS: ROSNER FINANCIAL TN INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ACCOUNTING & TAX REPORTING PURPOSES; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FOR TAX PURPOSES ONLY - SOLE SHAREHOLDER;

Exams

• S66 Uniform Combined State Law Examination
  2007-05-02