Daniel Joshua Goldberg

Current Employers

Goldberg Financial Advisors, Llc

222 Pacific Coast Highway 10Th Floor, El Segundo, CA 90245 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-02-24
CA	RA	APPROVED	2011-08-11

TX RA
APPROVED_RES

Since 2021-02-24
CA RA
APPROVED

Since 2011-08-11

Branch Locations

222 Pacific Coast Highway 10Th Floor, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldberg Financial Advisors, Llc	Pacific Palisades	CA	08/2011	Present

08/2011 → Present

Goldberg Financial Advisors, Llc

Pacific Palisades, CA

Other Businesses

MR. GOLDBERG FROM TIME TO TIME MAY PERFORM STRATEGIC PLANNING AND CORPORATE DEVELOPMENT CONSULTING SERVICES FOR VARIOUS COMPANIES. SUCH CONSULTING SERVICES ARE NOT INVESTMENT ADVISORY SERVICES. HE MAY SPEND UP TO 20% OF HIS TIME ON THESE ACTIVITIES. HE RECEIVES COMPENSATION FOR HIS WORK AS A CONSULTANT. COMPANIES THAT ENGAGE HIM AS A CONSULTANT WILL NOT BE SOLICITED TO INVEST THROUGH OUR FIRM.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-05-16
S63	Uniform Securities Agent State Law Examination	2007-03-16

S65 Uniform Investment Adviser Law Examination

2011-05-16
S63 Uniform Securities Agent State Law Examination

2007-03-16

Designations

View on SEC IAPD