Inactive

Justin Thomas Swiderski

Palm Capital Group LLC

Southampton, NY

Claim This Profile

Current Employers

Palm Capital Group Llc

Southampton, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-29

NY RA
APPROVED

Since 2024-11-29

Branch Locations

Southampton, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wilmington Capital Securities Llc	New York	NY	07/2015	Present

07/2015 → Present

Wilmington Capital Securities Llc

New York, NY

Previous Registrations

2021-11-29 → 2021-12-31

Palm Capital Group Llc

Southampton, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-11
S63	Uniform Securities Agent State Law Examination	2007-03-16

S65 Uniform Investment Adviser Law Examination

2024-11-11
S63 Uniform Securities Agent State Law Examination

2007-03-16

Other Names

Justin Swiderski

View on SEC IAPD

More in Southampton, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor