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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-04-02
NJ RA APPROVED 2003-03-10
TX RA APPROVED_RES 2003-02-25
  • IN RA
    APPROVED
    Since 2013-04-02
  • NJ RA
    APPROVED
    Since 2003-03-10
  • TX RA
    APPROVED_RES
    Since 2003-02-25

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Pennington NJ 12/2002 Present
Bank Of America, Na Indianapolis IN 08/2009 Present
  • 12/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Pennington, NJ
  • 08/2009 → Present
    Bank Of America, Na
    Indianapolis, IN
Other Businesses

I*4721281 Entity Type: Fiduciary role Name of OBA: J. M. Address: Westfield, Indiana, 46074 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/16/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2001-02-12
Other Names
  • Brent H Mannix

View on SEC IAPD

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