James Wennlund

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-15

CA RA
APPROVED

Since 2025-07-15

Branch Locations

Los Angeles, CA • United States

3133 West Frye Road Suite 410, Chandler, AZ 85226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Chandler	AZ	08/2013	Present
Tito's Vodka	Phoenix	AZ	06/2025	Present

08/2013 → Present

Raymond James & Associates

Chandler, AZ
06/2025 → Present

Tito's Vodka

Phoenix, AZ

Previous Registrations

2007-04-30 → 2013-09-03

Edward Jones

St Louis, MO

Mesa, AZ

Mesa, AZ

Other Businesses

(1)Name of Business: James Wennlund, Stand Up Comedian Address: N/A, N/A, AZ, N/A, United States Activity Type: Other Position/Title: Artist Investment Related: No Start Date: 04/12/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Stand Up Comedian. I perform approximately 4-6 shows per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-12

S66 Uniform Combined State Law Examination

2007-04-12

View on SEC IAPD