Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-03 |
| OH | RA | APPROVED | 2011-02-22 |
Branch Locations
6767 Longshore Street, Dublin, OH 43017 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Columbus | OH | 05/2009 | Present |
| Ascend Advisory Group Llc (120822) | Columbus | OH | 01/2007 | Present |
THOMPSON CAPITAL, INC., INV RELATED, DUBLIN, OH, 95% OWNERSHIP, START: 5/1/2019, 160 HRS/MONTH, 65 HRS DURING TRADING, FINET PRACTICE. THOMPSON FINANCIAL LLC, INV RELATED, COLUMBUS, OH, 75.1% OWNERSHIP, START 1/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
Reach out to this advisor