Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-08-06
  • IL RA
    APPROVED
    Since 2014-08-06

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2002 Present
Northwestern Mutual Investment Services, Llc Chicago IL 09/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2002 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2007 → Present
    Chicago, IL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, NEAR WEST LITTLE LEAGUE, 2189 BOWLER STREET, CHICAGO, , ILLINOIS, 60612, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/28/2010, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, COACH AND TREASURER OF LITTLE LEAGUE. ALSO DOES FUND RAISING. 3. 100% OWNER 2216 W WARREN BLVD, CHICAGO, , ILLINOIS, 60612, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/15/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, Landlord 4. 50% OWNER, INHERENTWHP, LLC, 2216 W WARREN BLVD, CHICAGO, , ILLINOIS, 60612, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/23/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PURCHASING 2 LOTS OF LAND IN CHICAGO IN AN LLC TO DEVELOP AND BUILD TWO HOMES TO SELL 5. ERWP LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/14/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-04
S63 Uniform Securities Agent State Law Examination 2008-08-11
  • S65 Uniform Investment Adviser Law Examination
    2014-08-04
  • S63 Uniform Securities Agent State Law Examination
    2008-08-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor