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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-06-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 08/2013 | Present |
| Principal Securities Inc | Des Moines | IA | 09/2013 | Present |
**White Stag Martial Arts/White Stag Corporation; Not Investment Related; Des Moines, IA; President & CEO; Provide strategic direction for marketing and recruitment. No access to funds or check writing, no ability to determine investment; Start Date: 01/01/2019; 8 hrs per month; 0 during trading hours. **THE COUNTRY GENTLEMAN POSITION: Owner NATURE: Turning on monetization for a blog I write on Substack.com. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2025 ADDRESS: 49 Lower Troy Road, FITZWILLIAM NH 03447, United States DESCRIPTION: I write a blog called The Country Gentleman on Substack, which has a monetization feature, which if turned on would allow subscribers to support my writing monetarily. I write about rural living, culture, and history. Nothing about what I write is investment related, nor could be construed as investment advice. **TOWN OF FITZWILLIAM POSITION: Planning Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2024 ADDRESS: 49 Lower Troy Road, FITZWILLIAM NH 03447, United States DESCRIPTION: As a member of the planning board for the Town of Fitzwilliam I am responsible for reviewing whether proposed construction or businesses comply with zoning and other land use ordinances. The board meets two times a month, on the first and third Tuesday of the month, from 7 to 9 PM eastern. I was recently appointed to the planning board by the board of selectman to fill a vacancy, and would run for reelection in March for a three year term.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-31 |
| S66 | Uniform Combined State Law Examination | 2013-11-11 |
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