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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-06-03
  • NH RA
    APPROVED
    Since 2026-06-03

Branch Locations

Fitzwilliam, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 08/2013 Present
Principal Securities Inc Des Moines IA 09/2013 Present
  • 08/2013 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 09/2013 → Present
    Des Moines, IA
Other Businesses

**White Stag Martial Arts/White Stag Corporation; Not Investment Related; Des Moines, IA; President & CEO; Provide strategic direction for marketing and recruitment. No access to funds or check writing, no ability to determine investment; Start Date: 01/01/2019; 8 hrs per month; 0 during trading hours. **THE COUNTRY GENTLEMAN POSITION: Owner NATURE: Turning on monetization for a blog I write on Substack.com. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2025 ADDRESS: 49 Lower Troy Road, FITZWILLIAM NH 03447, United States DESCRIPTION: I write a blog called The Country Gentleman on Substack, which has a monetization feature, which if turned on would allow subscribers to support my writing monetarily. I write about rural living, culture, and history. Nothing about what I write is investment related, nor could be construed as investment advice. **TOWN OF FITZWILLIAM POSITION: Planning Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2024 ADDRESS: 49 Lower Troy Road, FITZWILLIAM NH 03447, United States DESCRIPTION: As a member of the planning board for the Town of Fitzwilliam I am responsible for reviewing whether proposed construction or businesses comply with zoning and other land use ordinances. The board meets two times a month, on the first and third Tuesday of the month, from 7 to 9 PM eastern. I was recently appointed to the planning board by the board of selectman to fill a vacancy, and would run for reelection in March for a three year term.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-31
S66 Uniform Combined State Law Examination 2013-11-11
  • S63 Uniform Securities Agent State Law Examination
    2026-07-31
  • S66 Uniform Combined State Law Examination
    2013-11-11

View on SEC IAPD

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