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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-31
NJ RA APPROVED 2006-06-02
  • TX RA
    APPROVED_RES
    Since 2025-07-31
  • NJ RA
    APPROVED
    Since 2006-06-02

Branch Locations

Mullica Hill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mullica Hill NJ 05/2006 Present
Previous Registrations
  • 2002-06-27 → 2006-06-06
    Morgan Stanley Dw Inc.
    Vineland, NJ
Other Businesses

1. 2/1/2018 - Bead and Glass LLC - Not Investment Related - 40 South Broadway, Pitman, NJ, 08071 - Business Owner - Started 12/24/2007 - 15 Hours Per Month/1 Hour During Securities Trading - Online e-commerce hobby business engaging in the sale of jewelry design supplies and occasional sale of handmade jewelry. 2. 2/10/2022 - DAVINCI HOLDINGS - Investment Related - 311 Bridgeton Pike, Mullica Hill, NJ 08062 - Real Estate Rental - Started 12/20/2010 - 1 Hour Per Month/0 Hours During Securities Trading - Single Member LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2000-04-20

View on SEC IAPD

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