Joseph A Pugliese

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-22
VT	RA	APPROVED	2020-12-14

TX RA
APPROVED_RES

Since 2025-08-22
VT RA
APPROVED

Since 2020-12-14

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater	NJ	02/2007	10/2020
Morgan Stanley	Colchester	VT	11/2020	Present

02/2007 → 10/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
11/2020 → Present

Morgan Stanley

Colchester, VT

Previous Registrations

2014-05-02 → 2020-10-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

Florham Park, NJ

Bridgewater, NJ

Bedminster, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-29

S66 Uniform Combined State Law Examination

2014-04-29

Other Names

Joseph Anthony Pugliese
Joseph Pugliese
Joseph Pugliese

View on SEC IAPD

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