Lorraine C. Crawford

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-05

CA RA
APPROVED

Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Agoura Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Securities, Inc.	Westlake Village	CA	07/2015	07/2018
Western International Securities, Inc.	Pasadena	CA	08/2018	06/2025
Lpl Financial Llc	Westlake Village	CA	06/2025	Present

07/2015 → 07/2018

City National Securities, Inc.

Westlake Village, CA
08/2018 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Westlake Village, CA

Previous Registrations

2018-08-10 → 2025-06-05

Western International Securities, Inc.

Westlake Village, CA
2015-08-06 → 2018-07-31

Rbc Securities, Inc

Montecito, CA

Westlake Village, CA

Los Angeles, CA

Westlake Village, CA
2011-01-03 → 2015-07-28

Wells Fargo Clearing Services, Llc

Westlake Village, CA

Minneapolis, MN
2007-04-25 → 2011-01-03

Wells Fargo Investments, Llc

Woodland Hills, CA

Westlake Village, CA

Other Businesses

1. 06/05/2025- Crawford Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/02/2018- 80 Hours Per Month- 80 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-24

S66 Uniform Combined State Law Examination

2007-04-24

Other Names

Lorraine Carol Crawford
Lorraine Carol Adler
Lorraine C. Adler
Lorraine C Crawford

View on SEC IAPD