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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-10-18 |
| TX | RA | APPROVED | 2017-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Franklin | TN | 07/2011 | 08/2017 |
| Mml Investors Services, Llc | Franklin | TN | 03/2017 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1) BLUEGRASS FINANCIAL PARTNERS, 5920 O'BRIEN AVE, NASHVILLE, TN, 10/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 60 HR/MO, 8 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 100 HR/MO, 100 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) SNELLEN INVESTMENT HOLDINGS, 924 ARCHER ST, NASHVILLE, TN, 02/2008, OWNER, REAL ESTATE, NIR, 8 HR/MO, 0 HR/MO TRADING. 4) H&R BLOCK, ONE HR BLOCK WAY, KANSAS CITY, MO, 12/2023, W2 EMPLOYEE, TAX SERVICES, NIR, 40 HR/MO, 15 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-08 |
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