Dean C. Woehrman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Long Beach	CA	03/2007	Present

03/2007 → Present

Linsco Private Ledger

Long Beach, CA

Other Businesses

1. 03/05/2007 / LEGACY RETIREMENT PLANNING / DBA / INVESTMENT RELATED BUSINESS / 23046 AVENIDA CARLOTA # 600, LAGUNA HILLS, CA 92653. 2. 07/11/2007 - NON-VARIABLE INSURANCE DBA, LEGACY RETIREMENT PLANNING, REPRESENTATIVE, ADMIN, 100%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-03

S66 Uniform Combined State Law Examination

2007-07-03

Other Names

Dean Woehrman

View on SEC IAPD