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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
  • CA RA
    APPROVED
    Since 2024-11-22

Branch Locations

777 E. Tahquitz Canyon Way Suite 200-64, Palm Springs, CA 92262 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hansen Financial & Insurance Services, Llc Palm Springs CA 08/2008 Present
Summit Wealth Partners, Llc Palm Springs CA 06/2016 01/2019
Ae Wealth Management, Llc Topeka KS 01/2019 11/2024
Foundations Investment Advisors Phoenix AZ 11/2024 Present
  • 08/2008 → Present
    Hansen Financial & Insurance Services, Llc
    Palm Springs, CA
  • 06/2016 → 01/2019
    Palm Springs, CA
  • 01/2019 → 11/2024
    Topeka, KS
  • 11/2024 → Present
    Foundations Investment Advisors
    Phoenix, AZ
Previous Registrations
  • 2019-01-18 → 2024-11-18
    Palm Springs, CA
    Palm Springs, CA
  • 2016-06-30 → 2019-01-18
    Palm Springs, CA
    Orlando, FL
  • 2015-11-23 → 2016-08-19
    Summit Wealth Partners, Llc
    Palm Springs, CA
    Orlando, FL
  • 2014-02-11 → 2016-01-21
    Global Financial Private Capital, Inc.
    Palm Springs, CA
    Sarasota, FL
  • 2013-07-15 → 2014-02-13
    Palm Springs, CA
    Urbandale, IA
  • 2009-06-19 → 2013-07-10
    Palm Springs, CA
    Palm Springs, CA
    Ada, MI
  • 2007-03-21 → 2008-02-26
    M.L. Stern & Co., Llc.
    Carmel, CA
Other Businesses

1.) HANSEN FINANCIAL & INSURANCE SERVICES, LLC; INVESTMENT-RELATED; 777 E TAHQUITZ CANYON WAY, SUITE 200-64, PALM SPRINGS, CA 92262; INSURANCE SALES AND SERVICE; PRESIDENT/OWNER; 08/2008; 120 HOURS PER MONTH; 120 HOURS PER MONTH; SALES OF FIXED INSURANCE PRODUCTS 2.) HANSEN LOGISTIC, INC.; NONE INVESTMENT-RELATED; 9420 S 181ST AVE, GOODYEAR, AZ 85338; CONTRACTED INDEPENDENT SERVICE PROVIDER (ISP) FOR FEDEX GROUND; PRESIDENT/OWNER; START DATE: 11/13/2021; APPROX 40 HRS/MONTH; APPROX 10 HRS/MONTH DURING TRADING HOURS; FINANCIAL MANAGEMENT, FINANCIAL OVERSIGHT AND RECORD KEEPING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
  • S66 Uniform Combined State Law Examination
    2007-03-19
Other Names
  • Andy Thomas Hansen

View on SEC IAPD

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