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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-09 |
| WA | RA | APPROVED | 2019-12-09 |
Branch Locations
12822 Se 32Nd St 2Nd Flr Ofc 221, Bellevue, WA 98005 • United States
319 1St Avenue S,, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance, Co. | Milwaukee | WI | 11/2006 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 07/2007 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 06/2008 | 12/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2011 | 12/2019 |
| Lpl Financial Llc | Seattle | WA | 12/2019 | Present |
1) 1/2019 - Rental Property - Investment Related - 108 5TH AVE SOUTH #302, SEATTLE,WA 98101 2) 12/2019 - DBA for LPL Business (entity for LPL business) - Burns, Toussaint and Associates - Investment Related - Seattle, 98101 3) 1/2018 - Business Entity For Tax/Investment Purposes Only - BURNS FINANCIAL GROUP LLC - Investment Related - Seattle, WA 4) 1/2006 - Non-Variable Insurance - Wesley Burns - Investment Related - Seattle, WA. 5) 3/9/2020 - Burns Toussaint LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/11/2019 - 0 Hours Per Month. 6) 5/11/2021 - Transformational Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/15/2021 - 45 Hours Per Month/45 Hours During Securities Trading. 7) 6/22/2021 - Marathon Holding Corp - Investment Related - Seattle, WA 98104 - Real Estate Rental - Start Date: 4/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Own the building in which my business leases from. 8) 7/1/2021 - Burns Tax Group - Not Investment Related - 319 1st Ave S Seattle, WA 98101 - Tax Prep/Accounting/CPA - Owner - Start Date: 7/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Business that employs a CPA to do tax preparation. 9)07/01/2022 - Burns Tax Group - Not Investment Related - 319 1st Ave S Seattle, WA 98101 - Tax Prep/Accounting/CPA - Owner - Start Date: 7/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-06 |
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