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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-07-14
  • WA RA
    APPROVED
    Since 2015-07-14

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1301 Second Avenue Suite 2650, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Seattle WA 07/2015 Present
Hightower Advisors, Llc Seattle WA 07/2015 Present
  • 07/2015 → Present
    Hightower Securities, Llc
    Seattle, WA
  • 07/2015 → Present
    Seattle, WA
Previous Registrations
Other Businesses

Board Member - Cosmopolitan HOA; Investment Related - No; Seattle, WA; xxx; Board Member; Start Date - 09/2025; Approximately 10 - 15 hours per month with 0 hours during securities trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-17
  • S66 Uniform Combined State Law Examination
    2008-09-17
Other Names
  • Joseph Michael Close
  • Joseph Close

View on SEC IAPD

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