Best Investors
Account
Sign in
Best Investors
Account
Sign in
360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-10-22 |
Branch Locations
360 S. Rosemary Ave Suite 1420, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rivernorth Capital Management, Llc | Chicago | IL | 09/2013 | 01/2023 |
| Rivernorth Capital Management, Llc | West Palm Beach | FL | 01/2023 | Present |
| Alps Distributors, Inc. | Denver | CO | 09/2013 | Present |
1. RIVERNORTH CAPITAL MANAGEMENT, INVESTMENT-RELATED, 360 S. ROSEMARY AVENUE SUITE 1420 WEST PALM BEACH, FL 33401, INVESTMENT ADVISORY. PORTFOLIO SPECIALIST AND DUTIES INCLUDE LIASON BETWEEN PORTFOLIO MANAGERS AND CLIENTS. 160 HRS/MON, 130 HRS/MON DURING TRADING HRS. 2. CRL RETIREMENT, LLCADDRESS ON FILE, MANAGER WHO DIRECTS INVESTMENTS OF LLC FOR PERSONAL IRA, 1HR/MON, 1 HR/MON DURING TRADING HOURS. 3. JCFA Industries, LLC; Not Investment-Related; Address on File; Children's Book Sales; Manager; 04/19/2023; 1 HR/MON; None During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-03 |
| S66 | Uniform Combined State Law Examination | 2007-06-13 |
Reach out to this advisor