Michael John Norris

First Trust Advisors LP

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Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-28
IL	RA	APPROVED	2009-03-23

FL RA
APPROVED

Since 2025-02-28
IL RA
APPROVED

Since 2009-03-23

Branch Locations

Tampa, FL • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Porfolios L.P.	Wheaton	IL	08/2007	Present

08/2007 → Present

First Trust Porfolios L.P.

Wheaton, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-25

S66 Uniform Combined State Law Examination

2007-10-25

View on SEC IAPD

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