William Wu

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  New York, NY
• 04/2009 → Present
  Kramer Financial Group, Llc
  New York, NY

Previous Registrations

• 2007-04-02 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

(1) 04/21/2009 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KRAMER FINANCIAL GROUP, LLC - INVESTMENT RELATED - NEW YORK, NY. (2) 12/7/2009 - Bethel Advisors LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 5%. (3) 5/4/2010 - OTHER-INSTRUCTOR - FINANCIAL PLANNING ASSOCIATION - CASHFLOW AND BUDGETING WORKSHOP - 5% OF TIME SPENT (4) 12/30/2011 - NON-VARIABLE INSURANCE - AETNA HEALTH INSURANCE - HEALTHCARE PLANS - INVESTMENT RELATED - 2% OF TIME SPENT - NEW YORK, NY. (5) 4/15/2014 - NON-VARIABLE INSURANCE - P.I.E FACILITIES INCORPORATED - USE PIE TO PROCESS LIFE INSURANCE CASES. - INVESTMENT RELATED - TIME SPENT 10% - NEW YORK, NY. (6) 5/8/2018 - Exceptional Risk Advisors LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2016 - 1 Hours Per Month During Securities Trading. (7) 2/4/2019 - Kramer Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 4/2009 - 40 Hours Per Month During Securities Trading - Time Spent 25% - I provide financial planning and consulting services through Kramer Financial Group, LLC, an independent investment advisor firm. I started this business activity in 4/2009. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (8). 11/08/2019 - New Kingdom Realty - Investment related - 189 Schermerhorn Street, APt 7H, Brooklyn, NY 11201 - Mortgage/Real Estate Services - start date:11/5/2019 - 5 hrs/mo - 0 hrs during trading. 9) 05/02/2025 - Wu Advisory Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/30/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-30

Designations