John Spatola

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-09-03

NJ RA
APPROVED

Since 2020-09-03

Branch Locations

Holmdel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services,Inc	New York	NY	07/2015	03/2018
Raymond James Financial Services Advisors Inc.	New York	NY	08/2015	03/2018
United Nations Federal Credit Union	New York	NY	07/2015	03/2018
Industrial Coverage	New York	NY	03/2016	03/2018
Crump Insurance	New York	NY	03/2016	03/2018
Weyerbacher Brewing	Easton	PA	12/2016	03/2018
Santander Bank, Na	Boston	MA	03/2018	09/2020
Santander Securities, Llc	Dorchester	MA	03/2018	09/2020
Royal Alliance	Holmdel	NJ	09/2020	Present

07/2015 → 03/2018

Raymond James Financial Services,Inc

New York, NY
08/2015 → 03/2018

Raymond James Financial Services Advisors Inc.

New York, NY
07/2015 → 03/2018

United Nations Federal Credit Union

New York, NY
03/2016 → 03/2018

Industrial Coverage

New York, NY
03/2016 → 03/2018

Crump Insurance

New York, NY
12/2016 → 03/2018

Weyerbacher Brewing

Easton, PA
03/2018 → 09/2020

Santander Bank, Na

Boston, MA
03/2018 → 09/2020

Santander Securities, Llc

Dorchester, MA
09/2020 → Present

Royal Alliance

Holmdel, NJ

Previous Registrations

2018-03-19 → 2020-09-04

Santander Securities Llc

Edison, NJ

Holmdel, NJ

Red Bank, NJ

East Brunswick, NJ

Oakhurst, NJ

Scotch Plains, NJ

East Brunswick, NJ

Somerville, NJ
2015-08-18 → 2018-03-06

Raymond James Financial Services Advisors, Inc

Long Island City, NY

New York, NY
2012-10-01 → 2015-07-21

J.P. Morgan Securities Llc

New York, NY

New York, NY

New York, NY
2010-09-30 → 2012-10-01

Chase Investment Services Corp.

New York, NY

New York, NY
2010-02-12 → 2010-09-22

Wells Fargo Clearing Services, Llc

Paramus, NJ
2009-06-01 → 2010-03-08

Morgan Stanley

Florham Park, NJ

Morristown, NJ
2007-03-20 → 2009-06-01

Citigroup Global Markets Inc.

Florham Park, NJ

Other Businesses

1) KENNETH SPATOLA IRREVOCABLE TRUST POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/14/2014 ADDRESS: 220 Holland Rd, Holmdel,NJ 07733, United States DESCRIPTION: Managing the investments of the trust 2) P&P TEMPORARIES INC POSITION: Co-Owner NATURE: Corporation that provides temporary employment contractors to warehouses. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2021 ADDRESS: 184 Livingston Ave, New Brunswick NJ 08901, United States DESCRIPTION: Oversight of office management. This business will be jointly owned along with my wife, Joanne Lam (rep code ODP), who is also a registered representative of Royal Alliance. 3) 184 LIVINGSTON AVENUE LLC POSITION: Co-owner NATURE: Rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/18/2022 ADDRESS: 184 Livingston Ave, New Brunswick NJ 08901, United States DESCRIPTION: Collect monthly rent from tenants 4) STITCH AND INK LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 184 Livingston Ave, New Brunswick NJ 08901, United States DESCRIPTION: oversee printing business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-19

S66 Uniform Combined State Law Examination

2007-03-19

Other Names

John Vincent Spatola

View on SEC IAPD