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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-11 |
| NJ | RA | APPROVED | 2021-11-01 |
Branch Locations
2 Union Plaza, New London, CT 06320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer And Co Inc | Dallas | TX | 01/2016 | 09/2018 |
| Clare Market Investments, Llc | Dallas | TX | 09/2018 | 03/2019 |
| Bartender | Dallas | TX | 03/2019 | 06/2019 |
| First Dallas Securities, Inc | Dallas | TX | 06/2019 | 06/2020 |
| Hodges Capital Management | Dallas | TX | 06/2019 | 06/2020 |
| Ubs Financial Services Inc | New London | CT | 06/2020 | Present |
1. Insurance Agent; investment related;insurance sales; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1. 2. Hodges Capital Management-started June 2019-Advisory agent-securities related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-14 |
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