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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-18 |
| ME | RA | APPROVED | 2023-06-20 |
Branch Locations
1945 Congress Street Building A, Portland, ME 04102 • United States
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | South Portland | ME | 01/2016 | 05/2023 |
| Principal Securities Inc | South Portland | ME | 03/2016 | 05/2023 |
| Mma Securities Llc | Boston | MA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-07 |
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