Kathleen Monahan

Current Employers

Employment History

• 09/2013 → 07/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2012 → Present
  Alliant Insurance Services, Inc.
  New York, NY
• 07/2025 → Present
  Osaic Wealth, Inc.
  New York, NY

Other Businesses

1. ADMIN SUPPORT FOR JOHN CUNNINGHAM, FOR 45HRS/WK & 10HRS EVENING & WKENDS, SINCE 1/2009; 2. THESCO RETIREMENT PLANNING SERVICES, LLC, MANAGE THE ADMINISTRATORS, FOR 25HRS/WK & 10 HRS EVENING & WKENDS, SINCE 1/2009; 3. ALLIANT INSURANCE SERVICES, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, TPA COMPLIANCE - PREPARE DEFINED CONTRIBUTION PLAN DOCUMENTS, SERVICE CLIENTS TO ENSURE COMPLIANCE, START 06/2001, ~80HRS/WK (32.5 TRADING HOURS), VICE-PRESIDENT - MANAGE TPA & SERVICE GROUP, SERVICE BOOK OF BUSINESS; 4. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 320 WEST 57TH ST. NEW YORK, NY 10019 NATURE OF BUSINESS: DBA FOR RETIREMENT PLANS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE BRIEF DESCRIPTION OF DUTIES: DBA; 5. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING - CRD# 167970; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 5/2023; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT; 6. ALLIANT RETIREMENT SERVICES, LLC POSITION: Assistant NATURE: RIA LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 12 START DATE: 05/01/2023 ADDRESS: 1125 Sanctuary Pkwy, Suite 300, Alpharetta GA 30009, United States DESCRIPTION: Assistant to Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-17