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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-30
  • CA RA
    APPROVED
    Since 2024-07-30

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 05/2011 05/2021
Envestnet Pmc Chicago IL 05/2021 07/2024
Ubs Financial Services Inc Los Angeles CA 07/2024 Present
Previous Registrations
Other Businesses

Park Real Estate Partners LLC / 200 6th Avenue , Brooklyn, New York 11217 / Partnership/ Real Estate / Investment Property / Partner / / Partnership in a real estate investment with my sister / Start Date 4/12/16 / Park Group Real Estate, LLC / 590 10th Street, Apt #1 / Brooklyn, New York 11215 / United States/ No / Partnership / Start Date 5/3/19/ 11215 No / No - I am the owner of the building and reside at this address; however, I have tenants that rent as well in my building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-19
S66 Uniform Combined State Law Examination 2015-10-05
  • S63 Uniform Securities Agent State Law Examination
    2024-10-19
  • S66 Uniform Combined State Law Examination
    2015-10-05
Other Names
  • Min Soo Catherine Park
  • Min Soo Park

View on SEC IAPD

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