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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-29
FL RA APPROVED 2009-05-27
  • TX RA
    APPROVED
    Since 2023-08-29
  • FL RA
    APPROVED
    Since 2009-05-27

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

2515 W Bay Dr, Belleair Bluffs, FL 33770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tampa FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Other Businesses

FIRST BAPTIST CHURCH OF INDIAN ROCKS, NOT INVT RELATED, LARGO, FL, SOCCER COACH, START DATE 9/17/2019, 30 HRS PER MONTH, 0 HRS DURING TRADING, VOLUNTEER COACH FOR SOCCER. RENTAL PROPERTY, INVT RELATED, CLEARWATER, FL, 100% OWNERSHIP, START DATE 10/2/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME, OWNER. GOD'S WINDOW, LLC; NOT INVESTMENT RELATED; SEMINOLE,FL; 100% OWNERSHIP; START DATE 03/26/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; HOLDS REAL ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 2007-03-13
  • S66 Uniform Combined State Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    2007-03-13

View on SEC IAPD

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