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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-01-02 |
Branch Locations
307 Aspen Airport Business Center Suite P, Aspen, CO 81611 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Aspen | CO | 02/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Aspen | CO | 01/2009 | Present |
| High Country Financial Advisors, Inc. | Aspen | CO | 08/2005 | 04/2017 |
| The Arrowhead Foundation, Inc | Aspen | CO | 01/2014 | Present |
(1)Name of Business: The Arrowhead Foundation, Inc. Address: 307 Aspen Airport Business Center Unit P, Aspen, CO, 81611, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the Vice President and Director/Financial Advisor to The Arrowhead Foundation, Inc., which is a Charitable Foundation that was incorporated by my parents.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-27 |
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