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Jonathan Edward Rick

B.B. Graham & Company, Inc.

Lincolnshire, IL

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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-30
MN RA APPROVED 2015-12-24
IL RA APPROVED 2007-12-17
  • OH RA
    APPROVED
    Since 2025-10-30
  • MN RA
    APPROVED
    Since 2015-12-24
  • IL RA
    APPROVED
    Since 2007-12-17

Branch Locations

Millbrook Office Center 475 Half Day Road #500, Lincolnshire, IL 60069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. B. Graham & Co. Orange CA 11/2007 Present
  • 11/2007 → Present
    B. B. Graham & Co.
    Orange, CA
Previous Registrations
  • 2004-09-13 → 2007-12-31
    First Midamerica Investment Corporation
    Vernon Hills, IL
    Las Vegas, NV
  • 2002-01-02 → 2003-03-28
    Rbc Capital Markets, Llc
    Vernon Hills, IL
Other Businesses

GRACE WEALTH MANAGEMENT, LLC; DBA FOR BRANCH OF B.B. GRAHAM & CO.; PRESIDENT & 100% OWNER, INVESTMENT & FINANCIAL BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-11
  • S66 Uniform Combined State Law Examination
    2000-05-11

View on SEC IAPD

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