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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-24 |
| NY | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2011-03-01 |
| CA | RA | APPROVED | 2010-05-06 |
Branch Locations
555 California Street, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | San Francisco | CA | 01/2007 | Present |
Count: 3 1) BusinessName: Third Craft Partners/Gooder Foods INVESTMENT RELATED: No ADDRESS: 415 River St. Santa Cruz CA NATURE OF BUSINESS: Venture Capital POSITION: Board Observer of Portfolio Company RELATIONSHIP: 2021-07-25 APPROXIMATE NUMBER HOURS: 4 hours/month, 2 hours during trading hours YOUR DUTIES: Venture Capital 2) BusinessName: Aaron Rodgers Foundation INVESTMENT RELATED: No ADDRESS: 761 Garden View CT Encinitas CA 92024 NATURE OF BUSINESS: Help to coordinate philanthropic endeavors for Aaron and the causes he is passionate about POSITION: Secretary RELATIONSHIP: 2016-12-31 APPROXIMATE NUMBER HOURS: 1 hours/month, 1 hours during trading hours YOUR DUTIES: 3) BusinessName: Kindling Snacks INVESTMENT RELATED: Yes, Investment Related ADDRESS: NA NATURE OF BUSINESS: Kindling Snacks mfg better for you snacks including a line of protein pretzels POSITION: Board Observer RELATIONSHIP: 2025-04-01 APPROXIMATE NUMBER HOURS: 2 hours/month, 2 hours during trading hours YOUR DUTIES: Provide strategic introductions to value add partners in my network in a variety of areas: mfg, capital, distribution, retail, marketing, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-21 |
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