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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-12
MT RA APPROVED 2019-11-20
ND RA APPROVED 2019-03-12
  • TX RA
    APPROVED_RES
    Since 2024-12-12
  • MT RA
    APPROVED
    Since 2019-11-20
  • ND RA
    APPROVED
    Since 2019-03-12

Branch Locations

112 South Main Street, Bowman, ND 58623 • United States

858 Camp Street, New Orleans, LA 70130 • United States

121 South Main Street, Baker, MT 59313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bowman ND 01/2007 11/2017
Lpl Financial Llc Bowman ND 11/2017 Present
Newedge Advisors, Llc Bowman ND 03/2019 Present
  • 01/2007 → 11/2017
    Investment Centers Of America, Inc.
    Bowman, ND
  • 11/2017 → Present
    Lpl Financial Llc
    Bowman, ND
  • 03/2019 → Present
    Newedge Advisors, Llc
    Bowman, ND
Previous Registrations
  • 2007-05-01 → 2017-12-05
    Investment Centers Of America, Inc.
    Bowman, ND
    Bozeman, MT
    Baker, MT
    Scranton, ND
    Bowman, ND
    Appleton, WI
Other Businesses

1. 03/20/2018 - Badlands Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/04/2017 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 01/12/2022 - NewEdge Advisors dba Badlands Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/05/2019 - 25 Hours Per Month/15 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 3/2019. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/12/2022 - Badlands Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/05/2019 - 25 hours per month/ 15 hours during trading 4. 09/26/2024 - Synchronize - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start date 09/09/2024 - 1 Hour Per Month/ During Trading 5. 11/18/2025 - KC Creek Apparel Company ,LLC - Other - Outdoor Apparel - Not investment Related - Home Based - Start Date 11/23/2025 - 8 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
  • S66 Uniform Combined State Law Examination
    2007-04-23
Other Names
  • Casey N Hande

View on SEC IAPD

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