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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-09 |
| TX | RA | APPROVED_RES | 2012-02-27 |
| OH | RA | APPROVED | 2011-06-06 |
Branch Locations
3750 Park East Drive #200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Beachwood | OH | 05/2011 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 05/2011 | Present |
1. 3/29/2011: Stratos Wealth Partners LTD - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 5/20/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 6/6/2011 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 6/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 6/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/27/2014 - RM Wealth Advisors - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 0% Time Spent 5. 12/28/2016: No Business Name - Investment Related - 105 Leaview Lane Chagrin Falls Ohio 44022 - Real Estate Rental - Started 04/01/2006 - No Time Spent 6. 8/17/2016: 18628 Snyder LLC - Investment Related - 18628 Snyder Rd Chagrin Falls OH 44023 - Real Estate Rental - Started 09/01/2016 - 6 Hr/Mo; 0 Hours During Securities Trading 7. 8/25/2016: Maher Building LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 18618 Snyder Rd. Chagrin Falls OH 44023 - Start 12/21/2015 - 8 Hr/Mo; 0 Hours During Securities Trading 8. 12/04/2023 - 279 E. Sycamore LLC - Inv Related - Columbus, OH - Real Estate Rental - Start Date: 1/1/2023 - 0 Hrs/Mo 9. 04/24/2024 - Maher Acquisitions - Other - General Contractor - Owner - Not Investment Related - Home Based - Start Date 12/01/2022 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-13 |
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