Chadwick M Mangum

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2025-08-26

MT RA
APPROVED

Since 2025-08-26

Branch Locations

Bozeman, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Safe Retirement Planners Llc	Charlotte	NC	08/2006	03/2018
World Financial Group, Inc.	Cornelius	NC	09/2014	01/2018
Transamerica Financial Advisors, Inc	Cornelius	NC	10/2014	01/2018
Cambridge Investment Research, Inc.	Fairfield	IA	01/2018	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	01/2018	Present
Blue Wolfe Financial	Charlotte	NC	04/2018	Present

08/2006 → 03/2018

Safe Retirement Planners Llc

Charlotte, NC
09/2014 → 01/2018

World Financial Group, Inc.

Cornelius, NC
10/2014 → 01/2018

Transamerica Financial Advisors, Inc

Cornelius, NC
01/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2018 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA
04/2018 → Present

Blue Wolfe Financial

Charlotte, NC

Previous Registrations

2014-10-23 → 2018-01-26

Transamerica Financial Advisors, Llc

Cornelius, NC

Johns Creek, GA

Alpharetta, GA
2009-04-01 → 2014-10-22

Invest Financial Corporation

Cornelius, NC

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. BLUE WOLFE CONSULTING, 121 GREENWICH RD STE 107, CHARLOTTE, NC, 8/2006 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 4/WK - 4/TRADING. 3. LPJ CHURCHILL LLC / 1042 Churchill Downs Ct, Unit D, Charlotte NC 28211 / 08/05/2022 / NIR / BOARD MEMBER - REAL ESTATE / 1 HR/MO - 0 HR/MO TRADING 4. CHAD MANGUM, 121 Greenwich Road, Suite 107, Charlotte NC 28211, 11/2022, Agent, Referrals, NIR, 4 HR/MO - 4 HR/MO Trading 5. DUSTIN TOMPKINS HEALTHCARE DIRECTIVE, 5811 Doncaster Dr, Charlotte NC 28211, United States, 04/26/2023, Dustin Tompkins Healthcare Directive, NIR, 0 HR/MO - 0 HR/MO TRADING 6. CHURCHILL DOWNS HOA BOARD MEMBER, 1042 D Churchill Downs Ct, Charlotte NC 28211, United States, 10/10/2024, Board Member, Volunteer, NIR, 4 HR/MO - 2 HR/MO TRADING 7. OTHA (OLD TIME HOCKEY ASSOCIATION), 4705 Indian Trail Fairview Rd, Indian Trail NC 28079, 01/2025, SECRETARY, SPORTS/FITNESS/GAMING, NIR, 8 HR/MO - 2 HR/MO TRADING. 8. BLUE WOLFE OUTDOOR PROVISIONS, 307 N Weaver St, Belgrade, MT 59714, United States, START DATE 10/2025, Owner, Retail Sales/Distribution, INVESTMENT RELATED, 40 HR/MO - 20 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-04
S63	Uniform Securities Agent State Law Examination	2007-04-18

S65 Uniform Investment Adviser Law Examination

2008-02-04
S63 Uniform Securities Agent State Law Examination

2007-04-18

Other Names

Chadwick M Mangum

View on SEC IAPD