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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-16
PA RA APPROVED 2009-07-10
  • TX RA
    APPROVED_RES
    Since 2017-08-16
  • PA RA
    APPROVED
    Since 2009-07-10

Branch Locations

5500 Corporate Dr Ste 215, Pittsburgh, PA 15237 • United States

Cranberry Twp, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miamisburg OH 07/2007 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; RKM Partners LLC; Co-owner; Manage Ameriprise Business; 5500 Corporate Dr., Ste 215Pittsburgh, PA 15237, , Pittsburgh, PA, 15237; Investment-Related; 03/15/2016; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; RKM Partners LLC; Co-owner; Manage advisory business; 5500 Corporate Dr., Ste 215Pittsburgh, PA 15237, , Pittsburgh, PA, 15237; Investment-Related; 01/01/2017; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-23
  • S66 Uniform Combined State Law Examination
    2008-05-23

View on SEC IAPD

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