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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-04-05
OH RA APPROVED 2009-04-03
TX RA APPROVED 2009-04-02
  • MN RA
    APPROVED
    Since 2017-04-05
  • OH RA
    APPROVED
    Since 2009-04-03
  • TX RA
    APPROVED
    Since 2009-04-02

Branch Locations

6767 Longshore Street, Dublin, OH 43017 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Advisory Group Llc(120822) Columbus OH 01/2007 Present
Wells Fargo Advisors Financial Network Llc Dublin OH 05/2009 Present
Previous Registrations
  • 2007-03-15 → 2009-04-15
    Ascend Advisory Group
    Dublin, OH
Other Businesses

BARBER FINANCIAL INC., INV RELATED, MAPLE GROVE, MN, 95% OWNERSHIP, START 12/10/2009, 160 HOURS PER MONTH, 65 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR BARBER FINANCIAL, INC. 401K, INV RELATED, MAPLE GROVE, MN, START: 1/26/2018, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. BARBER FINANCIAL, LLC, INVT RELATED, MAPLE GROVE, MN, 75.1% OWNERSHIP, START DATE 1/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-24
  • S66 Uniform Combined State Law Examination
    2007-02-24

View on SEC IAPD

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