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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED_RES | 2025-09-03 |
Branch Locations
368 E Yosemite Ave Ste 200, Merced, CA 95340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Merced | CA | 01/2007 | 09/2025 |
| Lpl Financial Llc | Merced | CA | 09/2025 | Present |
1. 08/2025 - Decorum Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA start date: 09/03/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-05 |
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