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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
FL RA APPROVED 2007-10-01
  • TX RA
    APPROVED
    Since 2026-03-06
  • FL RA
    APPROVED
    Since 2007-10-01

Branch Locations

255 S County Rd 1St Fl, Palm Beach, FL 33480 • United States

2989 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 Present
Other Businesses

REEN HOMES, LLC; INV RELATED;PALM BEACH GARDENS,FL; BUILDING CUSTOM HOMES ;1% OWNERSHIP; START DATE: 07/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2007-09-26
Other Names
  • Thuy Nguyen
  • Christie Nguyen
  • Christie Nguyen Pafford
  • Christie Nguyen Pafford
  • Christie Nguyen Pafford
  • Christie Nguyen Pafford
  • Christie Nguyen Pafford
  • Vang Nguyen Pafford
  • Vang Nguyen Sell

View on SEC IAPD

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