Best Investors Account Sign in

Bernard Herrera

Td Private Client Wealth LLC

New York, NY

Ramsey, NJ

Claim This Profile
Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-24
NJ RA APPROVED 2025-10-24
GA RA APPROVED 2022-02-28
CT RA APPROVED 2022-02-16
NY RA APPROVED 2022-02-16
PA RA APPROVED 2022-02-16
  • FL RA
    APPROVED
    Since 2025-10-24
  • NJ RA
    APPROVED
    Since 2025-10-24
  • GA RA
    APPROVED
    Since 2022-02-28
  • CT RA
    APPROVED
    Since 2022-02-16
  • NY RA
    APPROVED
    Since 2022-02-16
  • PA RA
    APPROVED
    Since 2022-02-16

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Greenburgh NY 05/2007 01/2022
Td Bank N.A. New York NY 01/2022 Present
Td Private Client Wealth Llc New York NY 01/2022 Present
Previous Registrations
  • 2020-10-07 → 2022-02-01
    Citigroup Global Markets Inc.
    New York, NY
    Scarsdale, NY
    Tarrytown, NY
    Scarsdale, NY
    Gloucester, VA
    New York, NY
    New York, NY
    White Plains, NY
    Holbrook, NY
    Stamford, CT
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-28
S63 Uniform Securities Agent State Law Examination 2013-05-03
  • S65 Uniform Investment Adviser Law Examination
    2020-09-28
  • S63 Uniform Securities Agent State Law Examination
    2013-05-03

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor