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Brian Michael Walsh

Sofi Wealth LLC

San Francisco, CA

Caledonia, MI

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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-11-29
DE RA APPROVED 2018-08-28
TX RA APPROVED 2018-08-28
  • MI RA
    APPROVED
    Since 2022-11-29
  • DE RA
    APPROVED
    Since 2018-08-28
  • TX RA
    APPROVED
    Since 2018-08-28

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Caledonia, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 01/2015 06/2018
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 01/2015 06/2018
Social Finance Inc San Francisco CA 07/2018 Present
Sofi Securities Llc Claymont DE 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-07
S63 Uniform Securities Agent State Law Examination 2007-10-03
  • S66 Uniform Combined State Law Examination
    2011-09-07
  • S63 Uniform Securities Agent State Law Examination
    2007-10-03
Designations

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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