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Nieneth Salamon

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-01
CA RA APPROVED 2025-10-27
  • TX RA
    APPROVED
    Since 2025-12-01
  • CA RA
    APPROVED
    Since 2025-10-27

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 03/2020 Present
William Dorfman, Dds Apc Century City CA 02/2020 03/2020
Ubs Financial Services Encino CA 08/2015 06/2019
Unemployed Los Angeles CA 06/2019 02/2020
  • 03/2020 → Present
    Morgan Stanley
    Los Angeles, CA
  • 02/2020 → 03/2020
    William Dorfman, Dds Apc
    Century City, CA
  • 08/2015 → 06/2019
    Ubs Financial Services
    Encino, CA
  • 06/2019 → 02/2020
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-27
S63 Uniform Securities Agent State Law Examination 2024-04-01
  • S65 Uniform Investment Adviser Law Examination
    2025-10-27
  • S63 Uniform Securities Agent State Law Examination
    2024-04-01
Other Names
  • Nieneth Rodriguez Santos
  • Nieneth Santos Salamon

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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