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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Financial Group | Houston | TX | 10/2005 | 04/2020 |
| Voya Financial Advisors, Inc. | Houston | TX | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Simplicity Financial Marketing Holdings, Inc. | Houston | TX | 04/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1415 N LOOP WEST STE 740; HOUSTON; TX; 77008; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/28/2014; 5; 1; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Simplicity Financial Marketing Holdings, Inc.; No; 1415 N. Loop W. Suite 740; Houston; TX; 77008; Fixed Insurance/dba; Sales Manager; 4/1/2020; 140; 140; Managing staff. Working with agents to educate regarding fixed insurance solutions|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-29 |
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